Providing Anti-Money Laundering Compliance services since 2004

EA Compliance is a leading provider of Anti-Money Laundering (AML) compliance services, including independent performance audits of our clients' AML program policies and procedures. We generally provide services to:
  • FINRA Broker /Dealers,
  • Futures Commission Merchants,
  • Introducing Brokers (IBs),
  • Non-Bank Residential Mortgage Lenders & Originators.
An AML performance audit is required by federal regulatory bodies and serves as an integral part of your business to protect it from being a conduit for money laundering and fraudulent activities. Using an outside firm to conduct your annual AML performance audit should give your business added credibility and save you time and money. With our experience and expertise in AML compliance services, we strive to give you an informed and thorough independent audit report, including recommendations to strengthen your AML program while adhering to the privacy rules as promulgated under the Gramm-Leach-Bliley Act.